Senior Compliance Analyst

Posted 19 Days Ago
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Remote
Mid level
Fintech • Real Estate • Software • Financial Services • PropTech
Hometap has created first-of-its-kind solutions that allow homeowners to get more out of homeownership.
The Role
As a Senior Compliance Analyst at Hometap, you will ensure compliance with federal, state, and internal requirements through reviews, testing, and advice to stakeholders. Responsibilities include conducting risk assessments, monitoring controls, developing compliance training, and maintaining knowledge of relevant regulations. Your collaborative approach will help improve compliance processes and customer service.
Summary Generated by Built In

Here at Hometap, we’re collaborative, passionate, and always ready to roll up our sleeves to create solutions that help people get more out of homeownership — and out of life. Our first product, a home equity investment, gives homeowners the opportunity to quickly access the equity they’ve built in their home to pay for what’s most important to them, from handling debt to finally making much-needed renovations, without taking on debt.  

We work hard, and have some fun along the way, too. You don’t have to take our word for it: The Boston Globe and Forbes have recognized us as a great place to work, and we’ve been honored for our commitment to innovation in the fintech space by Inc., HousingWire, and more! 

In case you need any more convincing, we also provide competitive compensation, healthcare coverage, unlimited PTO, a generous share package, and a strong culture with plenty of opportunities for team-building and camaraderie.

Interested in joining us on our mission to make homeownership less stressful and more accessible? We’d love to talk.

Who you are:

Hometap is seeking a Senior Compliance Analyst to join our growing Compliance team. You will be responsible for conducting material reviews to ensure compliance with federal, state, and internal company requirements, and perform periodic testing to further ensure Hometap’s products and processes meet regulatory and legal requirements. You’ll act as a business partner to stakeholders across the organization, and contribute to the continued development of Hometap’s compliance program. Our ideal candidate is collaborative, innovative, and loves building and delivering efficient compliance solutions with a customer-service approach.

What you'll do:

  • Partner with business teams to provide advice on existing policies, procedures, and training 
  • Participate in the completion of risk assessments, including conducting remediation validation testing
  • Complete monitoring and compliance testing activities according to a quarterly schedule, including preparing reports and summarizing findings to stakeholders and senior management
  • Maintain current working knowledge of federal, state, and local regulations applicable to the business
  • Partner with business teams on completion of issue remediation, including identification of new or open risks
  • Provide expert regulatory advice regarding compliance program elements
  • Monitor internal controls and establish testing programs within the various operational teams to ensure proper compliance to laws and regulations
  • Assist in maintenance of a Third Party Risk Management program via ongoing vendor management and due diligence reviews
  • Conduct reviews of marketing materials for adherence to regulatory requirements
  • Assist in review and resolution of customer complaints
  • Develop and deliver compliance training and communication programs for employees
  • Maintain knowledge of the broader regulatory environment, industry standards and best practices and procedures governing financial institutions

What you bring:

  • 3+ years of experience in compliance in a financial institution setting 
  • Working knowledge of laws and regulations governing marketing and solicitations within the consumer finance industry, with a strong preference for equity investment or mortgage experience
  • Familiarity with real estate, lending, mortgage, and related industries
  • Prior experience conducting first or second line of defense control testings
  • Proven ability to partner effectively across all levels of the organization and develop positive working relationships
  • Experience developing and delivering compliance training
  • Demonstrated conceptual thinking and analytical skills
  • Ability to work independently in a continuously changing environment
  • A strong customer-service orientation, with experience working closely with cross-functional teams
  • Exemplary personal and professional integrity and business ethics
  • Commitment to diversity and a respect for others
  • Bachelor’s degree or equivalent years of experience

Hometap is on a mission to make homeownership less stressful and more accessible. Our home equity investment product provides homeowners with a fast, simple, and straightforward way to access the equity in their home without taking out a loan or having to sell. By investing alongside homeowners, Hometap offers debt-free cash in exchange for a share of their home’s future value — all without any monthly payments over the life of the investment. Through a combination of financial innovation and best-in-class customer service, Hometap enables people to get more from homeownership so they can get more from life.

 

Hometap believes that our differences are what bring us together, and one of our biggest priorities is creating a diverse workplace that welcomes and values each team member’s unique perspective, background, and ideas. All roles here are filled based solely on candidates’ qualifications and our business needs. 
Hometap is an equal opportunity employer. We provide employment opportunities regardless of race, age, color, religion, sex, sexual orientation, gender, gender identity, gender expression, genetic information, national origin, pregnancy, marital, veteran, or disability status. If there is an accommodation that would support your ability to apply and interview with Hometap, please let us know by emailing [email protected].

What the Team is Saying

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The Company
New York, NY
196 Employees
Hybrid Workplace
Year Founded: 2017

What We Do

Hometap is on a mission to make homeownership less stressful and more accessible. Our home equity investment product provides homeowners with a fast, simple, and straightforward way to access the equity in their home without taking out a loan or having to sell. By investing alongside homeowners, Hometap offers debt-free cash in exchange for a share of their home’s future value — all without any monthly payments over the life of the investment. Its digital platform empowers homeowners to make informed financial decisions about their home and take action on those decisions with confidence, speed, and ease. Through a combination of financial innovation and best-in-class customer service, Hometap enables people to get more from homeownership so they can get more from life.

Why Work With Us

Our mission is what makes us unique - we’re creating a new financial product. With that comes the challenges of delivering a best-in-class experience and iterating on our product to constantly improve. That gives every team member the chance to pitch creative ideas and watch them take effect.

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Hometap Offices

Hybrid Workspace

Employees engage in a combination of remote and on-site work.

While the large majority of our employees work remotely, we do have offices in Boston and other cities to work from, host meetings, and socialize.

Typical time on-site: Not Specified
New York, NY

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